![Registration statement specified transactions form s 3](https://www.moneycontroller.it/upload/aziende/emcore-corporation_20210421154511.jpg)
UNDER
THE SECURITIES ACT OF 1933
(Exact Name of Registrant as Specified in Its Charter)
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New Jersey
(State or other jurisdiction of
incorporation or organization) |
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22-2746503
(I.R.S. Employer
Identification Number) |
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Budd Lake, NJ 07828
(626) 293-3400
Chief Financial Officer
EMCORE Corporation
450 Clark Drive
Budd Lake, NJ 07828
(626) 293-3400
Julie Park
Pillsbury Winthrop Shaw Pittman LLP
2550 Hanover Street
Palo Alto, CA 94304-1115
Telephone: (650) 233-4500
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Large accelerated filer ☐
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Accelerated filer ☒
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Non-accelerated filer ☐
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Smaller reporting company ☒
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Emerging growth company ☐
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Page
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| | | | 10 | | | |
| | | | 10 | | | |
| | | | 10 | | |
Name of Selling Stockholder
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Number of Shares
Beneficially Owned Prior to Offering(1) |
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Number of
Shares Being Offered(2) |
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Shares Beneficially
Owned After Offering |
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Number(3)
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Percent
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HCP-FVU, LLC(4)
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| | | | 1,810,528 | | | | | | 1,810,528 | | | | | | 0 | | | | | | - | | |
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SEC registration fee
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| | | $ | 315.34 | | |
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Legal fees and expenses
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| | | | 20,000.00 | | |
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Accounting fees and expenses
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| | | | 30,000.00 | | |
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Printing and miscellaneous fees and expenses
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| | | | 9,684.66 | | |
| | | | | $ | 60,000.00 | | |
Exhibit No.
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Description
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4.1
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4.2
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5.1
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10.1
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| | Forbearance Agreement and Second Amendment to Credit Agreement (incorporate by reference to Exhibit 10.2 to the Registrant's Current Report on Form 8-K filed on May 2, 2024). | |
23.1
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23.2
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24.1
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107
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Interim Chief Executive Officer
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Signature
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Title
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Date
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/s/ Matthew Vargas
Matthew Vargas
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Interim Chief Executive Officer (Principal Executive Officer) and Director |
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July 31, 2024
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/s/ Thomas P. Minichiello
Thomas P. Minichiello
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Chief Financial Officer
(Principal Financial Officer and Accounting Officer)
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July 31, 2024
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/s/ Cletus C. Glasener
Cletus C. Glasener
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| | Chair of the Board and Director | | |
July 31, 2024
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/s/ Bruce E. Grooms
Bruce E. Grooms
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| | Director | | |
July 31, 2024
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/s/ David Rogers
David Rogers
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| | Director | | |
July 31, 2024
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/s/ Jeffrey J. Roncka
Jeffrey J. Roncka
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| | Director | | |
July 31, 2024
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Attachments
Disclaimer
Emcore Corporation published this content on 31 July 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 31 July 2024 20:43:06 UTC.