![Statement of changes in beneficial ownership - form 4](https://www.moneycontroller.it/upload/aziende/conns-inc_20210630151126.jpg)
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stephens Group, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR72202 |
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X |
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SG-1890, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR72202 |
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X |
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CAMPBELL ELIZABETH STEPHENS 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR72202 |
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X |
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Stephens W. R. Jr. 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR72202 |
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X |
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Signatures
The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel | 2024-05-29 |
**Signature of Reporting Person | Date |
SG-1890, LLC, /s/ William W. Kilgroe, Attorney-in-Fact | 2024-05-29 |
**Signature of Reporting Person | Date |
Elizabeth S. Campbell, /s/ William W. Kilgroe, Attorney-in-Fact | 2024-05-29 |
**Signature of Reporting Person | Date |
W.R. Stephens, Jr., /s/ William W. Kilgroe, Attorney-in-Fact | 2024-05-29 |
**Signature of Reporting Person | Date |
Explanation of Responses:
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares are held by SG-1890, LLC ("SG-1890"). The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. |
(2) | W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust. |
(3) | The shares listed represent the right to demand issuance of a warrant to acquire 672,739 shares of Common Stock at an exercise price of $2.794. The warrant is to be issued in conjunction with the Issuer's draw upon the Delayed Draw Term Loan and Security Agreement dated July 31, 2023, as amended (the "DDTL"). The class of shares and number of shares issuable upon exercise are subject to change pursuant to the terms of the DDTL. |
(4) | The warrant will be exercisable from and after the date issued. |
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Conn's Inc. published this content on 29 May 2024 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 May 2024 16:50:33 UTC.