FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivate Security | 2. Date Exercisable and Expiration Date | 3. Title and Amount of Securities Underlying Derivative Security | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 6. Nature of Indirect Beneficial Ownership |
Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Goralski Christian T JR 3M CENTER ST. PAUL, MN55144-1000 |
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Group President |
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Signatures
/s/ Patricia L. Meagher, attorney-in-fact for Christian T. Goralski, Jr. | 2023-04-28 |
**Signature of Reporting Person | Date |
Explanation of Responses:
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
(2) | The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |
(3) | The restricted stock units vest 100% three years from the grant date. |
(4) | Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
Attachments
Disclaimer
3M Company published this content on 28 April 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 April 2023 14:26:52 UTC.